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Securities Law Deskbook

Downloadable PDF chapters for only $25.00 each.

Securities Law Deskbook: For Business Lawyers, Public Accountants, and Corporate Management is a practical reference guide to securities law, in one convenient volume. With 17 chapters and hundreds of citations to securities rules, statutes, and cases, it is an essential tool for researching securities regulation, litigation, compliance issues, and much more. Includes the 2007 supplement.

Displaying 1 to 10 (of 17 products)

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Item	Product Name-
BK1065-1	Chapter 1
	Overview of the Federal Securities Laws § 1.1 The Securities Act of 1933 § 1.2 The Securities Exchange Act of 1934 § 1.3 The Investment Advisers Act...
BK1065-2	Chapter 2
	Definition of a "Security" § 2.1 What Is a Security? § 2.1.1 The Statutory Definitions § 2.1.2 Investment Contracts—General § 2.1.3...
BK1065-3	Chapter 3
	The Registration Process Under the Securities Act of 1933, Including the Integrated Disclosure System § 3.1 The Registration Requirement § 3.1.1...
BK1065-4	Chapter 4
	Regulaton D and Other Exemptive Provisions § 4.1 Exemptions from Registration, in General § 4.2 Statutory Exemptions § 4.2.1 California...
BK1065-5	Chapter 5
	Use of the Internet in Securities Transactions § 5.1 Introduction § 5.2 Communications § 5.2.1 Websites § 5.2.2 Monitoring Internet...
BK1065-6	Chapter 6
	The Use of Projections in Securities Disclosure § 6.1 Introduction § 6.2 Rules 175 and 3b-6 § 6.3 Judicial Interpretations § 6.3.1 The “Bespeaks...
BK1065-7	Chapter 7
	Special Industry Regulation; Legal Opinions; Ethical Considerations § 7.1 A Special Set of Rules Governing Real Estate and Oil and Gas Offerings §...
BK1065-8	Chapter 8
	Unorthodox Securities Transactions § 8.1 Unorthodox Securities Transactions § 8.2 Mergers § 8.3 Reclassifications § 8.4 Spin-Offs § 8.5 Partnership...
BK1065-9	Chapter 9
	Broker-Dealer Regulation § 9.1 Registration Requirements § 9.1.1 Engaged In the Business § 9.1.2 Unlicensed Broker-Dealers § 9.1.3...
BK1065-10	Chapter 10
	The Underwriting Process and Representation of Underwriters § 10.1 Overview of the Underwriting Process § 10.2 Definitions § 10.3 The Decision to Go...

Displaying 1 to 10 (of 17 products)

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