Securities Law Deskbook: For Business Lawyers, Public Accountants, and Corporate Management is a practical reference guide to securities law, in one convenient volume. With 17 chapters and hundreds of citations to securities rules, statutes, and cases, it is an essential tool for researching securities regulation, litigation, compliance issues, and much more.
Updated annually, this book will help attorneys, accountants, and corporate managers navigate the complex area of securities law, including compliance with the major federal securities acts, regulations, and transactions. Securities Law Deskbook includes current law with detailed discussion, expert analysis, and sample forms.
Securities Law Deskbook will help you:
Understand the definition of a security—and know when you are involved in a securities transaction.
Comply with the registration process under the Securities Act of 1933.
Learn your company’s obligations under the Securities Exchange Act of 1934.
Understand the requirements and the risks of including projections and forward-looking information in securities disclosures.
Manage the risks of using the Internet in securities transactions.
Understand the state of the law when providing tax or other legal opinions.
Identify and deal with ethical issues in client representation.
ALSO INCLUDES: A fully searchable CD and annual supplements for 2007, 2008, 2009 and 2010.
Don't need the whole book? Select the chapters you want from the table of contents tab. Download individual PDF chapters for only $25.00 each.
Automatic Supplementation is included with the purchase of this book. Future updates will be shipped automatically at the subscriber price, plus shipping and handling and applicable sales tax, as soon as they are available. Please call customer service at 303-292-2590 if you DO NOT wish to keep your book up-to-date by enrolling in Automatic Supplementation.
Select and download individual chapters for only $25.00 each.
Chapter 1: Overview of the Federal Securities Laws Chapter 2: Definition of a Security Chapter 3: The Registration Process under the Securities Act of 1933, Including the Integrated Disclosure System Chapter 4: Regulation D and Other Exemptive Provisions Chapter 5: Use of the Internet in Securities Transactions Chapter 6: The Use of Projections in Securities Disclosure Chapter 7: Special Regulation of Oil and Gas Offerings and Real Estate Offerings; Tax and Other Legal Opinions Chapter 8: Unorthodox Securities Transactions Chapter 9: Broker-Dealer Regulation Chapter 10: The Underwriting Process and Representation of Underwriters Chapter 11: Blue Sky Qualification Chapter 12: Secondary Trading of Securities, Including Rule 144 Chapter 13: Commission Administrative Investigations Chapter 14: Civil Litigation and Arbitration under the Federal Securities Laws Chapter 15: Litigation under the Securities Act of 1933 Chapter 16: Litigation under the Securities Exchange Act of 1934 Chapter 17: Obligations of a Company and Its Principals under the Securities Exchange Act of 1934
Herrick K. Lidstone, Jr. is a shareholder of Burns, Figa & Will, P.C. in Greenwood Village, Colorado. He practices in the areas of business transactions, including corporate law, federal and state securities compliance, mergers and acquisitions, contract law, tax law, real estate law, and natural resources law. Mr. Lidstone’s work includes the preparation of securities disclosure documents for financing transactions, as well as agreements for business transactions, partnerships, lending transactions, real estate and mineral property acquisitions, mergers, and the exploration and development of mineral and oil and gas properties.
Format: Loose-leaf Binder with CD Copyright: 2006 Pages: 600 ISBN: 1-932779-32-X Publisher: Bradford Publishing Co.
