Chapter 8: Unorthodox Securities Transactions
§ 8.1  Unorthodox Securities Transactions
§ 8.2  Mergers
§ 8.3  Reclassifications
§ 8.4  Spin-Offs
§ 8.5  Partnership “Roll-Ups”
§ 8.6  Shelf Registrations
§ 8.6.1  Issuer Requirements for the Use of Form S-3
§ 8.6.2  Shelf Registration for Selling Security Holders (Rule 415(a)(1)(i))
§ 8.6.3  Shelf Registration for a Cash Offering (Rule 415(a)(1)(x))
§ 8.6.4  Shelf Registration for Acquisitions (Rule 415(a)(1)(viii))
§ 8.7  “Piggy-Back” Registration Rights
§ 8.8  Employee Benefit Plan Transactions
§ 8.8.1  Do They Involve the Offer or Sale of a Security?
§ 8.8.2  Registration on Form S-8
§ 8.9  Stock Bonuses
§ 8.10  Foreclosure Sales
§ 8.10.1  Foreclosure Sales in Stock of a Privately Held Company
§ 8.10.2  Foreclosure Sales in Stock of a Publicly Held Company
§ 8.11  Securities Exchange as a “Forced Sale”
§ 8.12  Concurrent Public and Private Transactions
§ 8.12.1  Integration
§ 8.12.2  SEC Rules 152 and 155
§ 8.12.3  SEC Release 33-8828 (Aug. 3, 2007)
§ 8.12.3A PIPE Offerings
§ 8.12.4  Exxon Capital and A/B Exchanges
§ 8.13  Reverse Mergers and Going Public
§ 8.14  Odd-Lot Tender Offers