Chapter 7: Special Industry Regulation; Legal Opinions; Ethical Considerations
§ 7.1 A Special Set of Rules Governing Real Estate and Oil and Gas Offerings
§ 7.2 Commission Guidelines—Oil and Gas
§ 7.3 Commission Guidelines—Real Estate
§ 7.4 NASAA Guidelines
§ 7.5 Disclosure of Mining Operations
§ 7.5.1 Overview
§ 7.5.2 Guide 7 – Definitions
§ 7.5.3 Mining Operation Disclosures
§ 7.6 Tax and Other Legal Opinions
§ 7.6.1 Overview
§ 7.6.2 Who May Practice Tax Law?
§ 7.6.3 Current Status of Circular 230
§ 7.6.4 Potential Attorney Liability for Opinions
§ 7.7 Ethical Issues in Client Representation
§ 7.7.1 Multiple Party Representation
§ 7.7.2 Who Is the Client?
§ 7.7.3 Can an Attorney Take Shares in a Client as an Investment or as Payment of Fees?