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Securities Law: Ch 7. Special Industry Regulation; Legal Opinions; Ethical Considerations

Herrick K. Lidstone, Jr.
Item No: BK1065-7
Price: $25.00
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Chapter 7: Special Industry Regulation;  Legal Opinions; Ethical Considerations
§ 7.1  A Special Set of Rules Governing Real Estate and Oil and Gas Offerings
§ 7.2  Commission Guidelines—Oil and Gas
§ 7.3  Commission Guidelines—Real Estate
§ 7.4  NASAA Guidelines
§ 7.5  Disclosure of Mining Operations
§ 7.5.1  Overview
§ 7.5.2  Guide 7 – Definitions
§ 7.5.3  Mining Operation Disclosures
§ 7.6  Tax and Other Legal Opinions
§ 7.6.1  Overview
§ 7.6.2  Who May Practice Tax Law?
§ 7.6.3  Current Status of Circular 230
§ 7.6.4  Potential Attorney Liability for Opinions
§ 7.7  Ethical Issues in Client Representation
§ 7.7.1  Multiple Party Representation
§ 7.7.2  Who Is the Client?
§ 7.7.3  Can an Attorney Take Shares in a Client as an Investment or as Payment of Fees?

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