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Securities Law: Ch 6. The Use of Projections in Securities Disclosure

Herrick K. Lidstone, Jr.
Item No: BK1065-6
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Chapter 6: The Use of Projections in Securities Disclosure
§ 6.1  Introduction
§ 6.2  Rules 175 and 3b-6
§ 6.3  Judicial Interpretations
§ 6.3.1  The “Bespeaks Caution” Doctrine
§ 6.3.2  Judicial Examples
§ 6.4  The Private Securities Litigation Reform Act of 1995
§ 6.4.1  Persons Subject to the Safe Harbor
§ 6.4.2  Definition of Forward-Looking Statements
§ 6.4.3  Requirements of the Safe Harbor
§ 6.4.4  Limitations on the PSLRA Safe Harbor
§ 6.4.5  Further Regulation
§ 6.5  Conclusion

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