Chapter 5: Use of the Internet in Securities Transactions
§ 5.1 Introduction
§ 5.2 Communications
§ 5.2.1 Websites
§ 5.2.2 Monitoring Internet Communications
§ 5.2.3 Electronic Delivery of Information
§ 5.2.4 Websites and Securities Offerings
§ 5.3 Offering Securities through the Internet
§ 5.3.1 Offshore Internet Offerings
§ 5.3.2 Internet Public Offerings
§ 5.3.3 Internet Road Shows
Road Shows Under Rule 433
Road Shows in the Twentieth Century
§ 5.3.4 Internet Private Offerings
§ 5.3.5 Alternative Trading Systems (ATSs), including Electronic Communications Networks (ECNs)
§ 5.4 State Regulation
§ 5.5 SEC Enforcement through the Internet
§ 5.5.1 Internet Fraud
§ 5.5.2 “Free Stock”
§ 5.5.3 Enforcement Complaints